Yavapai Financial Planning, LLC is a fee-only, fiduciary-standard, financial planning firm located in Prescott, Arizona. We are independent and locally owned and operated.

YFP’s advisors are Al Anderson, current owner and principal, and Dwayne Warrick, who co-founded the firm in the year 2000. Both are long time Prescott residents with deep roots in the area.

Yavapai Financial Planning provides its clients with financial planning, asset management, and related services. In all our services, we strive toward:


The world of personal finance can be a complicated thing. This leads to all sorts of problems because complexity breeds confusion and confused people don’t make the best of decisions. While we certainly have a respectable level of expertise, credentials, and experience to offer, ultimately if our work together doesn’t lead you to understand your situation and options enough to make wise choices we haven’t done our job.


At Yavapai Financial Planning, we work closely with our clients to not only have perspective enough to make good decisions, but to see those decisions through. Once engaged, we will work closely with you to tackle problems, prepare for the future, and pursue dreams. When necessary, we will also communicate and coordinate with other professionals, such as CPAs and attorneys as part of a larger team working on your behalf.


Every person and every situation is unique, so the “one size fits all” approach rarely works well in regards to financial planning. Yavapai Financial Planning is small, independent, and flexible, allowing us the ability to develop individualized processes and tools for our clients.


Yavapai Financial Planning is a fee-only practice, meaning we are not compensated for the sale of financial products. Instead, you pay us fees for our work. We are committed not to a certain threshold of sales activity, but to providing you our best objective and unbiased personal advice. Our registrations hold us to a fiduciary standard in all our dealings, not the looser suitability standard of brokers and agents. Our fees are always straightforward, disclosed, and agreed upon prior to engagement.

When you’re ready for a chat about your situation contact us. YFP offers a complimentary no-obligation interview meeting. Let’s discuss how we can work together to make wise financial decisions in light of your central values and individual circumstances.

Though registered as an investment advisor in Arizona, and primarily serving clients locally, we do have the ability within certain limitations to our firm and its associates may register or meet certain exemptions to registration in other states in which we conduct business. For more information, please consult our disclosures